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Self-regulatory organization
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#	Item
821	[START PAGE NUMBERING FOR THIS DOCUMENT CONSECUTIVELY FOLLOWING THE LAST PAGE NUMBER OF THE 19B-4 INFORMATION DOCUMENT] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-29 12:30:03 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Broker-dealer Selling away Mary Schapiro United States securities law Financial economics Financial system
822	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the NASD PCX Agreement; Rel. No[removed], File No. SR-PCX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-23 14:55:39 Financial regulation Securities Exchange Act Financial system Economy of the United States PCX Financial Industry Regulatory Authority Self-regulatory organization Securities Act U.S. Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
823	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-04 11:51:51 Financial system Securities Exchange Act Self-regulatory organization Business U.S. Securities and Exchange Commission Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial Industry Regulatory Authority
824	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-23 15:26:21 Securities Exchange Act Self-regulatory organization Financial regulation U.S. Securities and Exchange Commission NYSE Arca New York Stock Exchange Economy of the United States United States 73rd United States Congress United States Securities and Exchange Commission United States securities law
825	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 12, 2010 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-13 14:06:04 Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization NASDAQ Trade Reporting And Compliance Engine Selling away United States securities law Economy of the United States Financial regulation
826	SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64969A; File No. SR-FINRA[removed]October 7, 2011 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-11 11:51:33 U.S. Securities and Exchange Commission Self-regulatory organization Financial system Economy of the United States Securities Exchange Act Selling away United States securities law Financial Industry Regulatory Authority Financial regulation
827	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-27 17:26:40 Self-regulatory organization U.S. Securities and Exchange Commission Security Securities Exchange Act College Savings Plans of Maryland Financial system Financial economics Electronic Municipal Market Access Municipal Securities Rulemaking Board Financial regulation United States securities law
828	Microsoft Word[removed]DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-14 15:27:34 Securities Exchange Act United States securities law U.S. Securities and Exchange Commission Self-regulatory organization New York Stock Exchange United States United States Securities and Exchange Commission Financial regulation 73rd United States Congress
829	THE O P T I O N S CLEARING CORPORATION ONE N WACKER DRIVE. SUITE 600. CHICAGO. ILLINOIS[removed]WILLIAM H. N A V I N EXECUTIVE VICE PRESIDENT GENERAL COUNSEL A N D SECRETARY T E L[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-02 12:12:36 U.S. Securities and Exchange Commission Fifth Amendment to the United States Constitution Internal Revenue Service Filing Government Public administration Law Financial regulation Self-regulatory organization
830	Order Approving Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-26 15:47:21 United States Securities and Exchange Commission Municipal Securities Rulemaking Board Law Government U.S. Securities and Exchange Commission Self-regulatory organization Rulemaking Securities Exchange Act Electronic Municipal Market Access United States securities law Financial regulation 73rd United States Congress

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